Brokers and Asset Managers sector: performance, industries and movers
Updated 4 November 2026, 06:50 ET
The Brokers and Asset Managers sector covers 72 companies in FundSpec's universe. Its average member is down 0.2% over one day, down 3.5% over 30 days and up 10.0% over one year. Figures as of the close on 3 November 2026.
Performance by horizon
1 day-0.24%
5 days+0.88%
30 days-3.48%
180 days+2.96%
1 year+10.02%
A sector move is the average percentage change of its member stocks over the horizon, so a few large moves in small companies can lift or sink it. Compare the 30-day and one-year columns to separate a rotation from a trend. Read the guide: Sector rotation and sector performance.
The interactive view with every horizon and industry is in Sector Performance.
Industries
Industries within the sector ranked by their 30-day move:
| Industry | Members | 30 days |
|---|---|---|
| Security & Commodity Brokers, Dealers, Exchanges & Services | 10 companies | +12.97% |
| Brokers and Asset Managers | 8 companies | +3.53% |
| Commodity Contracts Brokers & Dealers | 1 company | -0.57% |
| Investment Advice | 32 companies | -1.53% |
| Security Brokers, Dealers & Flotation Companies | 21 companies | -10.59% |
Movers, 30 days
Strongest over 30 days
| Ticker | Company | Industry | 30 days |
|---|---|---|---|
| CBOE | Cboe Global Markets, Inc. | Security & Commodity Brokers, Dealers, Exchanges & Services | +29.03% |
| TW | Tradeweb Markets Inc. | Security & Commodity Brokers, Dealers, Exchanges & Services | +26.05% |
| MORN | Morningstar, Inc. | Investment Advice | +21.25% |
| VALU | Value Line Inc | Investment Advice | +19.51% |
| CME | CME Group Inc. | Security & Commodity Brokers, Dealers, Exchanges & Services | +13.79% |
| NDAQ | Nasdaq, Inc. | Security & Commodity Brokers, Dealers, Exchanges & Services | +13.20% |
| EVR | Evercore Inc. | Investment Advice | +12.92% |
| HLI | Houlihan Lokey, Inc. | Investment Advice | +12.04% |
| ICE | Intercontinental Exchange, Inc. | Security & Commodity Brokers, Dealers, Exchanges & Services | +11.77% |
| VCTR | Victory Capital Holdings, Inc. | Investment Advice | +10.28% |
Weakest over 30 days
| Ticker | Company | Industry | 30 days |
|---|---|---|---|
| RILY | BRC Group Holdings, Inc. | Investment Advice | -38.66% |
| GLXY | Galaxy Digital Inc. | Security Brokers, Dealers & Flotation Companies | -38.06% |
| XP | XP Inc. | Brokers and Asset Managers | -31.35% |
| HOOD | Robinhood Markets, Inc. | Security Brokers, Dealers & Flotation Companies | -31.04% |
| TOP | TOP Financial Group Ltd | Security & Commodity Brokers, Dealers, Exchanges & Services | -29.16% |
| UROY | Uranium Royalty Corp. | Brokers and Asset Managers | -28.60% |
| TIGR | UP Fintech Holding Ltd | Security Brokers, Dealers & Flotation Companies | -21.11% |
| OPY | Oppenheimer Holdings Inc | Security Brokers, Dealers & Flotation Companies | -20.28% |
| SNEX | StoneX Group Inc. | Security & Commodity Brokers, Dealers, Exchanges & Services | -18.74% |
| NOAH | Noah Holdings Ltd | Brokers and Asset Managers | -17.54% |
Movers, 1 day
Strongest over 1 day
| Ticker | Company | Industry | 1 day |
|---|---|---|---|
| GLXY | Galaxy Digital Inc. | Security Brokers, Dealers & Flotation Companies | +15.35% |
| OPY | Oppenheimer Holdings Inc | Security Brokers, Dealers & Flotation Companies | +7.48% |
| SNEX | StoneX Group Inc. | Security & Commodity Brokers, Dealers, Exchanges & Services | +4.43% |
| JAN | Janus Living, Inc. | Commodity Contracts Brokers & Dealers | +4.04% |
| XP | XP Inc. | Brokers and Asset Managers | +3.70% |
| IBKR | Interactive Brokers Group, Inc. | Security Brokers, Dealers & Flotation Companies | +3.51% |
| MTC | Mmtec, Inc. | Security Brokers, Dealers & Flotation Companies | +3.30% |
| HOOD | Robinhood Markets, Inc. | Security Brokers, Dealers & Flotation Companies | +2.19% |
| IVZ | Invesco Ltd. | Investment Advice | +1.76% |
| TW | Tradeweb Markets Inc. | Security & Commodity Brokers, Dealers, Exchanges & Services | +1.37% |
Weakest over 1 day
| Ticker | Company | Industry | 1 day |
|---|---|---|---|
| NAVI | Navient Corp | Security Brokers, Dealers & Flotation Companies | -8.22% |
| APO | Apollo Global Management, Inc. | Investment Advice | -4.95% |
| PJT | PJT Partners Inc. | Investment Advice | -4.55% |
| ARES | Ares Management Corp | Investment Advice | -3.03% |
| MC | Moelis & Co | Investment Advice | -2.89% |
| OWL | Blue Owl Capital Inc. | Investment Advice | -2.73% |
| RILY | BRC Group Holdings, Inc. | Investment Advice | -2.34% |
| NOAH | Noah Holdings Ltd | Brokers and Asset Managers | -2.31% |
| PIPR | Piper Sandler Companies | Security Brokers, Dealers & Flotation Companies | -2.18% |
| LAZ | Lazard, Inc. | Investment Advice | -2.12% |
Covered companies
Members with a FundSpec stock page, by market capitalization:
| Ticker | Company | Last close | Day | 30 days |
|---|---|---|---|---|
| MS | Morgan Stanley | $186.09 | +0.19% | -7.04% |
| GS | Goldman Sachs Group Inc. | $896.09 | -0.29% | -5.62% |
| BLK | BlackRock Finance, Inc. | $1,161.32 | -0.50% | +8.87% |
| SCHW | Schwab Charles Corp. | $89.28 | +0.64% | -11.03% |
| BX | Blackstone Inc. | $118.19 | -1.62% | -4.69% |
| IBKR | Interactive Brokers Group, Inc. | $77.46 | +3.51% | -15.69% |
| CME | CME Group Inc. | $304.06 | -0.71% | +13.79% |
| ICE | Intercontinental Exchange, Inc. | $170.93 | -0.78% | +11.77% |
| KKR | KKR & Co. Inc. | $95.99 | -2.06% | -2.49% |
| HOOD | Robinhood Markets, Inc. | $85.68 | +2.19% | -31.04% |
| APO | Apollo Global Management, Inc. | $113.55 | -4.95% | -8.54% |
| NDAQ | Nasdaq, Inc. | $106.97 | -1.52% | +13.20% |
| AMP | Ameriprise Financial Inc. | $504.88 | +0.11% | -1.46% |
| ARES | Ares Management Corp. | $128.93 | -3.03% | +3.38% |
| CBOE | Cboe Global Markets, Inc. | $344.28 | -1.41% | +29.03% |
| RJF | Raymond James Financial Inc. | $161.67 | -0.39% | +1.43% |
| NMR | Nomura Holdings Inc. | $9.47 | -1.04% | -4.92% |
| TROW | Price T Rowe Group Inc. | $106.23 | +0.36% | +1.98% |
| BEN | Franklin Resources Inc. | $32.36 | +1.22% | -2.32% |
| IVZ | Invesco Ltd. | $28.26 | +1.76% | -8.40% |